Risk Management & Compliance Services
Our Risk Management and Compliance team supports chief compliance officers and oversees compliance across our operations.
The CCO Support team works closely with each business line to ensure that policies and procedures are adequate and effective. The Risk Management and Compliance team is your resource for providing information about our compliance program and acts as a liaison between your CCO and U.S. Bancorp Fund Services.
We maintain multiple levels of oversight of compliance and regulatory requirements for our fund clients. Each of these areas contributes to our overall regulatory compliance, including issue identification, analysis, service application, client application, client notification, client consulting and support, and board meeting review and support.