Accounting and Regulatory Reporting
Our Accounting and Regulatory Reporting teams have the expertise and technology to deliver fast and accurate accounting and reporting.
Our Transfer Agent Accounting Team diligently balances and reports all shareholder daily cash and share activity to fund accountants, portfolio managers, investment advisers, and custody groups. We ensure that all cash is properly credited to shareholder accounts by reviewing critical error reports and adjustments, and we monitor and enforce client gain/loss policies and assist with broker loss reclaims. Our accounting team also processes all incoming and outgoing federal wires, tracks receipt of redemption fees, processes check-writing drafts, and reconciles dividend, capital gain, and commission payments.
We also provide our clients with comprehensive, complete, and compliant regulatory reporting services, including mutual fund shareholder IRS tax form reporting, IRS regulatory filings, abandoned property reporting and mailings, as well as interpretation of IRS regulations impacting mutual fund transaction processing.